CHAPTER 2

          INSTALLING AND CONFIGURING MICROSOFT

                                 WINDOWS 2000 SERVER       

 

 

Lesson 1: Preparing to Install Windows 2000 Server

 

During the installation, the Windows 2000 Setup program asks you to provide information about

how to install and configure Windows 2000.  Review the Task list before you begin.  See the

Task List.

 

There are additional tasks you should perform so you can eliminate potential problems, and they are:

 

 

Working with Domain Name System (DNS)

 

When you create a Windows 2000 domain, the DNS service must be running and configured.  If you

are joining a domain you must know the DNS name of the domain that your computer is joining.  If

DMS is not running, it is installed automatically when you create a domain controller or when you

promote a

server to a domain controller.

 

 

Recording Information

 

Keep track and document this information:  Previous operating system (if any), name of the computer

(if on a network), name of the workgroup or domain (if on a network), and the IP address (if there is

no Dynamic Host configuration Protocol (DHCP) server or an existing DHCP server will not be used

for dynamic IP addressing).

 

 

Backing Up Files

 

Before you install Windows 2000, you should backup files that you want to preserve.

 

 

Uncompressing the Drive

 

Uncompress any Drive Space you DoubleSpace volume before installing Windows 2000.  You should

not install Windows 2000 on a compressed drive unless the drive was compressed with the NTFS

compression utility. 

 

 

 

 

 

 

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Disable Disk Mirroring

 

If you are installing a clean copy of Windows 2000 and you have Windows NT disk mirroring

installed on your target computer, disable it before running Setup.  You can re-enable disk-mirroring

after the installation is complete.  But, if you are upgrading to Windows 2000, you can leave

Windows NT mirroring enabled during Setup.

 

 

NOTE:  Disabling hardware level disk mirroring to complete a new installation of Windows 2000 is

not necessary since the operating system is unaware of redundant array of inexpensive (RAID)

implemented in hardware.

 

 

Disconnecting UPS Devices

 

If you have UPS equipment connected to your target computer, disconnect the connecting serial

cable before running Setup.  Windows 2000 Setup attempts to automatically detect devices

connected to serial ports, and UPS equipment can cause problems with the detection process.

 

 

Reviewing Applications

 

Before starting the Windows 2000 Server Setup program, be sure to read Readme.doc.  You

may need to remove virus-scanning software, third-party network services, or client software

before running the Windows 2000 Server installation.

 

 

Checking the Boot Sector for Viruses

 

A boot sector virus will cause the installation for Windows 2000 to fail.  To verify there are no

viruses, run the Makedisk.bat file in the \Valueadd\3rdpart\CA_antiv directory on the Windows

2000 Server installation CD-ROM. 

 

 

Gathering Materials:

 

Gather the following materials to prepare for the Windows 2000 installation:

 

  •   Read any documentation pertaining to installing Windows 2000 for updated installation.  Review

the *.doc files on the Server Installation CD-ROM. 

  •   Make sure you have all device driver disks and configuration settings for third-party

hardware, including any third-party device driver disks and documentation.

 

 

 

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  •   Have the Windows 2000 Server installation CD-ROM or a network share with the Windows

2000 Server files available.Format four 3.5” 1.44 MB floppy disks (if creating optional Setup

 Startup Disks).

 

 

Minimum Hardware Requirements:

 

======================================================================

Component                 Minimum Requirement

======================================================================

 

Processor                    32-bit Pentium 133 MHz.

 

Free hard disk            One or more hard disks where %systemroot%

Space                          1GB, but 2 GB recommended

 

Memory                      128MB RAM recommended (64MB RAM minimum)

           

Display                       VGZ monitor capable of 640X480

                                    (1024 X 768 recommended).

 

CD-ROM drive          12x or faster, not required for network installations.

 

Additional Drives       High-density 3.5”disk drive, unless your CD-ROM

                                    Is bootable and supports starting the Setup program

                                    From a CD-ROM.

 

Optional                      Mouse or other pointing device.

components

 

 

=======================================================================

 

 

Hardware Compatibility

 

Windows 2000 Setup automatically checks your hardware and software and reports any potential

conflicts.  You can do this by checking the HCL in the support folder in Hcl.txt. 

 

Microsoft supports only those devices on the HCL.  If one of the computer’s devices is not on the

HCL, contact the device manager to request a Windows 2000 driver, if it exists.

 

 

 

 

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Disk Partitions

 

The Windows 2000 Server Setup program allows you to install Windows 2000 Server onto an

existing partition or to create a partition and then install Windows 2000 onto the new one.  You

can do some of the following disk partitioning during setup:

 

  •   If the entire hard disk is unpartitioned, you must create and size the installation partition.

You can do this during the Setup Program.  If the disk has partitions, but there is

enough unpartitioned disk space, you can create and size the installation partition by

using that unpartitioned space.

  •   If there is an existing partition that is large enough, you can install Windows 2000

Server onto that partition.  If the hard disk has an existing partition, you can delete it

to create more unpartitioned disk space and then use that unpartitioned space to

create the Windows 2000 partition.

  •   If you specify any action that will cause information to be erased, you will be prompted

to confirm your choice.

  •   Performing a new installation of Windows 2000 on a partition that contains

another operating system will cause that operating system to be overwritten.

 

 

Once you have Windows 2000 installed, you can then partition the remaining space by using the

Disk Management tool.

 

 

Sizing the Installation Partition

 

Windows 2000 Server Setup program requires a boot partition of at least 1 GB of free space for

the Operating system.  However, it is recommended that you have 2GB to allow for future files

and programs.

 

The system partition is used for the initial load of Windows 2000.Windows 2000 looks for certain

files such as Ntldr, Ntdetect.com and Boot.ini in the root directory, usually C: drive (Disk 0) when

the computer is started.  The operating system cannot start unless the system partition is marked

active.

 

The boot partition is where Windows 2000 Server is installed.  It contains the operating system

parent directory (Winnt, by default), the \System32 subdirectory, the Windows 2000 kernel, and

all other files required to run the operating system.  If Windows 2000 Server is installed on the

active partition, it is both the boot and system partition.

 

 

 

 

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The disk partition where you store Windows 2000 files must be on a permanent hard disk and must

have enough unused disk space to hold all the files.  You should format with NTFS file system.

 

NOTE:  In Windows 2000, if you choose to format NTFS during installation, it will format the

partition directly to NTFS.  In previous versions, the partition was formatted FAT and then converted

to NTFS.  This new process allows you to create partitions larger than 4GB.

 

Winnt.exe and Winnt32.exe, the Setup executable files, report an error if they are unable to find a

drive with enough free disk space available (>1GB), or the drive specified with the /t: or /tempdrive:

switch has insufficient free disk space.  If such an error occurs, you must free some disk space and

then run Winnt or Winnt32 again.

 

You can put the operating system on another drive than C, such as D, but you must format it with

NTFS and it must be marked as Active.    If you want to dual-boot your computer to operating

systems that do not support NTFS, such as Windows 98, drive C must be FAT16 or FAT32.

 

If a system’s hard disk contains basic input/output system (BIOS) controlled partitions, other file

systems such as network file system (NFS), stripe sets, volume sets, or mirrors, those elements

appear on the Setup screen as partitions of an unknown type. 

 

If you are setting up  a dual-boot configuration of Windows 2000 with another operating system

such as MS-DOS, Windows 3.0, Windows 95, Windows 98, or Windows NT, install Windows

2000 onto its own partition.  Sometimes Windows 2000 Setup program can overwrite files in the

Program Files or folders installed by other operating systems, if they are located on another partition.

 

 

File Systems

 

Windows 2000 supports NTFS, and FAT file system.  There are two FAT file systems:  FAT16

and FAT32.

 

 

NTFS

 

Windows 2000 supports NTFS, and it has the basic features of FAT, plus advanced storage features

such as security, compression, and better scalability to large volumes.  Windows 2000 and Windows

NT are the only operating systems designed to access data on a local hard disk that is formatted with

NTFS.

 

 

 

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Windows 2000 includes a new version of NTFS:  NTFS version 5.0.  It offers many enhancements

such as per-user disk quotas, file encryption, and reparse points. 

 

NTFS requires Windows 2000 or Windows NT.  If the computer is booted under a different

operating system, that operating system is not able to access the NTFS partitions.  You should

use NTFS when the system requires any of the following features:

 

File-level and directory-level local security.  NTFS allows you to control access to files and

directories regardless of whether access is local or over the network.

Disk compression.  NTFS compresses files to store more data on the partition.

Disk quotas.  NTFS allows you to control disk usage on a per-user basis.

Encryption.  NTFS allows you to encrypt file data on the physical hard disk.

Auditing.  This is also available on NTFS.

 

NTFS is the only one that supports Active Directory.  However, you may need to use

FAT16 or FAT32 for a dual booting situation.

 

 

FAT16 and FAT32

 

They allow you to access by and compatibility with more than one operating system.  To boot

between Windows 2000 and another operating system, the Windows 2000 system partition must

be formatted either with the FAT16 or the FAT32 file system.  If you select FAT and the partition

is smaller than 2048 MB, Setup formats the hard drive as FAT16.  On partitions larger than 2GB,

Setup automatically formats the hard drive as FAT32.

 

 

NOTE:  Windows 2000 supports FAT32 volumes of any size created by Windows 95 OSR2 or

Windows 98.  However, Windows 2000 formats FAT32 volumes only up to 32 GB in size.  This

limitation stems from memory constraints in recovery utilities as Autochk.

 

 

FAT16 and FAT32 do not offer file-level security.  So for most instances you should format the

disk with NTFS.  The only need for FAT16 or FAT32 is for dual booting.

 

 

 

 

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File System Considerations

 

If the system and boot partitions are different partitions, Windows 2000 Setup will format only

the boot partition by default.  You must take additional steps during setup to format the

system partition.

 

  •   You must use an existing partition that is already formatted.  The default option keeps

the existing file system intact, preserving all files on that partition.

  •   You can convert an existing partition to NTFS to make use of Windows 2000 security

and other file system enhancements.

  •   You can reformat an existing partition either to NTFS or the FAT file system, which

erases all existing files on that partition. 

  •   You should choose the FAT option if your system partition is smaller than 2GB and you

want to gain access to the partition when running MS-DOS, Windows 3.x, Windows 95,

  •   Windows 98, or OS/2 on this computer.  Setup formats the disk with FAT.
  •   You should choose the FAT32 option if you are dual-booting with the OSR2 release of
  •   Windows 95, Windows 98 or Windows NT and you have a system partition larger than

2GB.  Setup formats the disk with FAT32.

  •   You should choose the NTFS option if you are running Windows 2000 and you want to

take advantage of the feature in NTFS.  Setup formats the boot partition with NTFS Version 5.0

 

 

  *******                SEE THE CHART FROM THE BOOK *******

 

 

Licensing

 

Windows 2000 Server support two licensing modes: Per Server and Per Seat.  In per Server the

Client Access Licenses (CALs) are assigned to a server.  In Per Seat mode, each computer that

accesses the Windows 2000 Server computer requires a separate CAL.

 

 

Per-Server Licensing

 

With Per Server licensing, CALs are assigned to a particular server.  Each CAL allows one

connection per client computer to the server for basic network services. 

 

Per Server licensing is preferred by small companies with only one computer running Windows

000 Server.    Per Server licensing allows you to specify a maximum number of concurrent server

connections and reject any additional logon attempts.

 

 

 

 

 

 

 

 

 

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NOTE:  If you are unsure which licensing mode to use, choose Per Server because you can change,

only once, from Per Server to Per Seat licensing at no additional cost.  It is not necessary to notify

Microsoft to make this change.  This is a one-way conversion, you cannot convert from Per Seat

to Per Server.

 

 

Per-Seat Licensing

 

The Per Seat licensing mode requires a separate CAL for each client computer used to access

Windows 2000 Server for basic network services.  After a client computer has a CAL, it can be

used to access any computer running Windows 2000 Server on the enterprise network.  Per Seat

licensing is often more economical for large networks in which client computers will be used to

connect to more than one server.

 

If you use Terminal Services, the licensing mode is usually Per Seat.

 

 

Client Access License (CAL)

 

 

A CAL give client computers the right to connect to computers running Windows 2000 Server so

that the client computer can connect to network services, shared folders, and print resources. 

 

The following services do not require CALs:

 

  • Anonymous or authenticated access to Windows 2000 Server with Microsoft Internet
  • Information Services (IIS) version 4.0 or a Web-server application that provides Hypertext
  • Transfer Prototocol (HTTP) sharing of Hypertext Markup Language (HTML) files.
  • Telnet and File Transfer Protocol (FTP) connections.

 

 

NOTE:  Microsoft Windows 2000 Licenses do not cover the Microsoft BackOffice Products,

you must purchase these separately.

 

 

 

 

 

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Workgroups and Domains

 

You must choose workgroup or domain during the Setup Installation.

 

Joining a Workgroup

 

You must give the workgroup a name.  A domain and a workgroup can share the same name.

 

The workgroup computers are not members of the domain and are not included in domain

administration.

The workgroup computers appear with the domain computers in Windows 2000 Explorer.

 

 

Joining a Domain.

 

During the Setup the Wizard stops the the DNS name.  You must create a computer account or

add it to the domain database.  Only users who have the Join a Computer to The Domain

permission can create a computer account.  Members of the Administrators, Domain Administrators,

or Account Operators group have this user right by default.

 

NOTE:  When joining a domain, even if the computer account has been previously created,

domain credentials must be supplied.

 

At least one domain controller and one DNS server must be online when installing a computer

in the domain.  If you setup as a standalone, you can join the domain later.

 

 

Upgrade or New Installation

 

Upgrading is the process of installing Windows 2000 Server in a directory that currently contains

certain versions of Windows NT.  An upgrade automatically installs Windows 2000 Server into

he same directory as the currently installed operating system.  The versions of Windows NT from

which you can upgrade are:

 

·        Windows NT Server 3.51

·        Windows NT Server 4.0 Server or Windows NT 4.0 Terminal Server.

 

Installing, in contrast with upgrading, it the process of placing the operating system in a new

directory, wiping the previous operating system at setup, or installing Windows 2000 Server

on a disk partition with no previous operating system.

 

 

 

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Installation Methods

 

There are three methods available to install Windows 2000 Server on the Intel Platform:

 

·        Setup boot disk

·        CD-ROM

·        Over-the-network

 

 

Setup Boot Disks

 

Windows 2000 Server is distributed on a CD-ROM and includes four setup floppy disks. 

 

You can create a set of Setup Boot disks by running Makeboot.exe or Makebt32.exe from the

\Bootdisk directory on the Windows 2000 Server installation CD-ROM.

 

 

Setup Disk One

 

The Setupldr.bin file starts the Setup.  The computer is inspected and the machine identification

data is collected.  You may need to load a third party driver.  The text mode portion of Windows

2000 Setup is loaded.  The ntkrnlmp.exe file loads the Windows 2000 Executive.

 

Setup Disk Two

 

This disk loads the HAL, configuration tools, fonts, local-specific data, drivers, and controllers. 

Windows 2000 continues in Text mode.

 

 

Setup Disk Three

 

This disk loads the Compaq drive array and disk controller drivers.    Windows 2000 Setup

continues in text mode.

 

 

Setup Disk Four

 

This disk loads the floppy disk drivers; SCSI CD-ROM, floppy, and fixed drive drivers, and file

system drivers (FAT, NTFS, and CDFS).   At this point the CD-ROM drive is accessed.  Setup

searches for previous versions of Windows and any existing partitions.  The partition is then

formatted.  When formatting is complete, file copy begins.  Then the system reboots, you must

remove any floppy’s from drive A.

 

 

 

 

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Beyond Disk Four

 

After the system reboots, Windows 2000 Setup starts in GUI mode.  CD-ROM files continue to

be copied to the hard disk.  Choose the type of network installation, typical or custom.

 

 

Bootable CD-ROM

 

If your computer BIOS supports the bootable CD-ROM (no-emulation mode) format, insert the

Windows 2000 Server compact disk into the CD-ROM drive and then turn off the computer.

 

IMPORTANT  Although your system might support bootable CD-ROMs, you might have to

modify your system BIOS to boot to the CD-ROM.

 

 

Over-the-Network (Server-Based)

 

The Windows 2000 Server system files must be available over the network.  Copy the Windows

2000 installation CD-ROM, or at a minimum, the source directory (\I386) to a directory on the

hard disk of a network server and share the directory.

 

 

Upgrading Windows 95, Windows 98, or Windows NT

 

If your computer is currently running Windows 95, Windows 98, or Windows NT, connect to the

system files over the network and run (double-click) Winnt32.exe, located in the I386 directory.

 

 

Installing New or Upgrading Current Version

 

If you do not have Windows 95, Windows 98, or Windows NT installed, you need to run

MS-DOS and an MS-DOS network client to establish your connection to the shared network

folder containing the Setup files.

 

The MS-DOS computer needs 500 KB of free conventional memory to run the setup routine

successfully.  Make sure you have loaded Emm386.exe and are loading all device drivers high.

 

TIP  To free some memory, run LoadHigh Winnt.exe to load portions of Winnt.exe high.

 

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Choosing Which Components to Install

 

Windows 2000 includes a wide variety of core components, including a number of administrative

tools, which are automatically installed by Setup.

 

These components can be installed at Setup time or added afterward (through the Add/Remove

Windows components option within Control Panel’s Add/Remove Programs Application.

 

**** See chart page 57-60***** KNOW THIS, only the highlights!!!!!!!!!

 

 

Lesson Summary:

 

  •   Before you install Windows 2000 Server, you should gather any materials that

you need, ensure that the Hardware can support Windows 2000. 

  •   Check the Minimum Hardware Requirements
  •   Determine how the hard drive should be partitioned.
  •   Select a licensing mode.
  •   Decide which components you should install, and which optional ones you

should install.

 

 

Lesson 2:  Installing Windows 2000 Server

 

 

Regardless of which method you use to install Windows 2000 Server, you must run either

Winnt.exe or Winnt32.exe, correct!  You can user the Setup.exe program to launch Winnt.exe

or Winnt32.exe, or you can execute Winnt32.exe or Winnt.exe directly.

 

 

Windows 2000 Setup Program

 

Setup.exe is located in the root directory of the Windows 2000 Server installation CD-ROM. 

When you execute Setup.exe, the Microsoft Windows 2000 CD screen appears.

 

If Autorun is enabled on your system, the Windows 2000 CD screen will appear when you insert

the Windows 2000 Server installation CD-ROM into your CD-ROM drive.  Autorun calls

Setup.exe, which checks the operating system.

 

 

 

Winnt.exe Setup Program

 

Winnt.exe is commonly used for over-the-network installations that use an MS-DOS network

client.  Winnt.exe performs the following steps:

 

Create a $WIN_NT$.~BT temporary directory on the system partition and copies Setup boot

files into this directory.  Creates a $WIN_NT$.~LS temporary directory and copies the

Windows 2000 files from the server into this directory.  Prompts user to restart their system. 

After the computer restarts, the boot menu appear and installation continues.

 

 

 

 

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Winnt.exe Switches:

 

You can use a variety of switches to modify the Installation of Winnt.exe.

 

*******  See the List (page 62)**** 

 

 

Winnt32.exe Setup Program:

 

Winnt32.exe is used to install Windows 2000 Server from an existing Windows 95, 98 or

Windows NT computer.  The source folder is I386.  Winnt32.exe creates a $WIN_NT$.~LS

temporary directory and copies the Windows 2000 Server files form the server into this directory.

 

**** See the list of switches, page 64 and 65 ****

 

 

The Installation Process

 

The Windows 2000 Server installation process includes three phases:  The Pre Copy Phase,

Text mode, and GUI mode.

 

 

1.  Pre-copy Phase

 

During the Pre-copy Phase, all of the files needed for the installation are copied to temporary

directories on the local hard drive. The temporary directory $WIN_NT$.~LS is where the files

are copied to.  Then you continue with the install and move into text mode phase of the

installation process and then to the GUI mode phase.

 

You can choose not to create the boot floppies by selecting the check box Copy All Setup

Files From the Setup CD To The Hard Drive.

 

 

 

 

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2.  Text Mode

 

In Text mode setup, Setup prompts you for information needed to complete the installation. 

After you accept the license agreement, you specify or create an installation partition and

choose a file system.

 

 

Windows 2000 Server Licensing Agreement

 

If it quite long, you can page down by pressing F8 to agree.

 

Existing Installations

 

If Setup detects any existing Windows 2000 installations, it displays them in a list.   You can

select and installation, R for repair or press ESC to continue.

 

 

Partitions

 

Setup displays all existing partitions and free space on the system. 

 

 

File Systems

 

Setup give you the option of keeping the current file system intact or allows you to convert it to NTFS.

 

Winnt is the default directory.

 

 

3.  GUI Mode

 

After completing the Text mode portion of Setup, the computer restarts and GUI mode begins. 

This portion allows you to choose optional selections for the Installation.    GUI mode consists

of three distinct stages:

 

·        Gathering Information About Your Computer

·        Installing Windows 2000 Server Networking

·        Completing Setup

 

 

Gathering Information About Your Computer

 

This stage is a series of dialog boxes that Windows 2000 uses to collect configuration

information for setting up your system.

 

 

 

 

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Regional Settings.  Windows 2000 displays the current (default) regional settings.  You can

add support for additional languages, change your location settings for the system, and configure

the user account default settings as well.

 

Personalize Your Software.  You must enter the name of the organizations the system

is registered to.

 

Licensing Mode.  You must select the Per Server or Per Seat licensing method. 

 

Computer Name and Administrator Password.  You must enter a computer name

(NetBIOS name of up to 15 characters).  You can also enter an Administrator password for

the local Administrator user account.

 

Optional Component Manager.  This allows you to add or remove additional components

during and after installation.  Date and Time Settings.  You must select the proper time zone.

 

 

Installing Windows 2000 Server Networking

 

 

When Setup completes the Gathering Information About Your Computer stage, it returns to the

Windows 2000 Setup screen. 

 

Networking Settings.  You have a choice of Typical settings (default) or Custom Settings.   

Typical settings configure the system with all the defaults:  Client for Microsoft Networks,

File and Print Sharing for Microsoft Networks, and Internet Protocol (TCP/IP) configured

as a DHCP client.

 

Custom settings allows the configuration of the following three items:

 

Clients.  The default client is Client for Microsoft Networks.  You can add Gateway (and Client)

Services for NetWare.

 

Services.  The default service is File and Printer Sharing.

 

Protocols.  The default protocol is Internet Protocol (TCP/IP).  You can add additional protocols,

including NWLink, IPX/SPX, NetBEUI, DLC, AppleTalk, Network Monitor Driver, and others.

 

 

 

 

 

 

 

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Completing Setup

 

The completing Setup requires no user input, it is done automatically.

 

 

======================================================================

Task                            Description

======================================================================

 

Copying files              Setup copies any remaining files necessary to the

                                    Installation directory such as accessories and bitmaps.

 

Configuring the          Setup creates your start menu, program groups, sets

Computer                    up the print spooler, printers, services, the administra-

                                    tor accounts, fonts the Pagefile, and the registration

                                    of many dynamic-link libraries (DLLs).

 

Saving the                   Setup saves your configuration to the registry,

Configuration             creates the repair directory, and resets the Boot.ini.

 

 

Removing                   Setup removes the temporary files and directories

Temporary files          created and used during installation, such as the

                                    $WIN_NT$.~LS directory, and also compacts the

                                    system hives in the registry.

 

=======================================================================

 

Lesson Summary:

 

  •   To install Windows 2000 Server you must run either Winnt.exe or Winnt32.exe.  Winnt.exe

is used on computers running MS-DOS or Windows 16-bit operating systems.  Winnt32.exe

is used on computers running Windows 32-bit operating systems (Windows 9x, Windows

NT, or Windows 2000). 

  •   You can customize the install by using the various switches.
  •   The Windows 2000 Server installation has three phases: Pre-Copy Phase, Text Mode, and GUI mode.
  •   In Pre-Copy Phase, all the files needed for installation are copied to temporary directories on the hard drive. 
  •   During Text mode, Setup prompts the user for information needed to complete the installation.  The GUI

mode allows you to select which optional components to install and to select the administrator password.

 

 

 

 

 

 

 

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Lesson 3:  Upgrading to Windows 2000 Server

 

 

The process for upgrading existing servers from Windows NT Server to Windows 2000 Server is primarily

automated. 

 

There is just one basic process for upgrading a member server.  Once you begin the installation process, the

Setup wizard will guide you through the upgrade. 

 

When you upgrade, you must consider whether to convert the file system on any FAT16 or FAT32 partitions

that you might have to the NTFS file system.  It is possible to install Windows 2000 Server and also the

computer to sometimes run another operating system by setting up the computer as a dual-boot system. 

Using dual booting, however, presents complexities because of file system issues.

 

 

Upgrading Servers

 

Windows 2000 Server supports upgrades from Windows NT 3.51 Server, Windows NT Server 4.0,

and earlier versions of Windows 2000 Server.  If a computer is running versions of Windows NT older

than Windows NT 3.51, upgrade to Windows NT Server 4.0 before upgrading to Windows 2000

Server.

 

NOTE:  Windows 2000 supports all service packs for Windows NT 3.51 and Windows NT 4.0.  The

upgrade of installed applications varies with the system.

 

 

Upgrade Methods

 

 

The easiest way to upgrade Windows NT Server is to insert the Windows 2000 Server installation

CD-ROM.  You can also run Winnt32 from the CD-ROM.

You can also upgrade your system by running Winnt32.exe over the network.

 

 

 

Finding Windows NT Installation to Upgrade

 

Look in C:\Boot.ini file is examined on x86-based systems.

 

NOTE:  Windows 2000 does not support RISC-based systems.

 

The Setup process attempts to access the partition indicated by the Advanced RISC Computing

(ARC) path in <active partition>:\Boot.ini for each installation it finds. 

 

 

 

 

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The active partition is usually C:, so references to the drive containing Boot.ini will be C:.  If setup

can access the partition, it then examines the root directory by searching for the following items:

 

·        Directories.  The Setup process searches for System32, System32\Drivers, and

·        System32\Config subfolders.

·        Files.  Under the System32 subfolders, the setup process searches for Ntoskrnl.exe

·        and Ntdll.dll.

 

After searching for directories and files, the setup process attempts to load portions of the registry to

determine whether an attempt has been made to upgrade this installation and has failed.

 

Once each installation in C:\Boot.ini has been found and each entry has met the above criteria, setup

presents a menu that lists the installations on the system that can be upgraded.

 

NOTE:  If there are multiple C:\Boot.ini entries that point to the same Windows NT installation, the

 installation is listed in the upgrade selection menu only once.

 

 

Upgrading a Windows NT Domain

 

A critical task in upgrading your network to Windows 2000 Server is upgrading the Windows NT Server

domain.  Domains are an important feature of both Windows NT Server and Windows 2000 Server. 

 

With Windows 2000, servers can have one of three roles in relation to domains:  Domain controllers,

which contain matching copies of the user accounts and other Active Directory services data in a given

domain; member servers, which belong to a domain but do not contain a copy of Active Directory

services data; and stand-alone servers, which do not belong to a domain and instead belong to a

workgroup.

 

You should plan the roles that your servers will have within domains in Windows 2000 before running

Setup, however, if adjustments are necessary to these roles, they can still be made after Setup.

 

There are several important points to remember about upgrading and existing Windows NT domain to

Windows 2000 domain:

 

  •   You must use the NTFS file system on domain controllers.
  •   Any servers that have any partition formatted with FAT16 or FAT32 will lack local

security.  On FAT16 or FAT32 partitions, shared folders can be protected only with

permissions set on the directories, not on individual files, and there is no access protection

against local access to the partition.

 

 

 

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  •   When upgrading the domain controllers in a Windows NT domain to Windows 2000,

you must upgrade the PDC first.

 

The roles of the servers in a domain are named somewhat differently with Windows 2000 Server as

compared to Windows NT Server.  With Windows NT Server, the possible roles were PDC (limited

to one per domain).

 

=======================================================================

Role in Windows NT Domain                        Role in Windows 2000 Domain

=======================================================================

 

Primary domain controller                 Domain controller

 

Backup domain controller                 Your choice of domain controller or member

                                                            Server

 

Member server                                  Your choice of member server or stand-alone

                                                            Server

 

Stand-alone server                             Your choice of member server (if a Windows

                                                            2000 domain exists) or stand-alone server.

 

 

=======================================================================

 

 

Upgrading a Windows NT domain involves several stages:

 

·        Planning for a Windows NT domain upgrade

·        Preparing for a Windows NT domain upgrade

·        Upgrading the PDC

·        Upgrading the BDC

·        Upgrading member servers

 

 

Planning for a Windows NT Domain Upgrade

 

The main features to consider as part of a Windows 2000 upgrade planning are the following:

 

DNS domain name organization.  Develop DNS structure for the root domain of an enterprise

tree or multiple trees in a forest of disjointed DNS Domain names.  Once the root DNS domain

is created, other subdomains can be added to build the tree.  For example, Microsoft.com is a

root domain, and dev.Microsoft.com and mktg.Microsoft.com are subdomains.

 

Name space organization within large account domains.  Determine how to use OUs to structure

the people and project resources. 

 

 

 

 

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Domain consolidation.  Rebalance administration and control of centrally managed and distributed

network services by merging resource domains into a smaller number of Windows 2000 domains.

 

New machine accounts added for long-term organization.  Determine the location of computer

accounts in Windows 2000 OUs.  Deployment of advanced technologies.

 

Deploy new advanced technologies such as PKI security for smart card logon and remote

access authentication or IP security for secure data transfer over private intranet and public

Internet communications.

 

 

Preparing for a Windows NT Domain Upgrade

 

You should always have a good backup before you make changes to your hard disk.  After

upgrading your PDC to Windows 2000 Server, this disconnected system is available for promotion

to a Windows NT PDC if needed.

 

In addition, for any computer that will be a domain controller in the Windows 2000 domain, you

should make sure there is plenty of room for the disk, beyond the space needed for the operating

system itself. 

 

 

Preparing to Upgrade the Domain Controller

 

Before upgrading the domain controller you must perform several tasks:

 

Disable WINS by using the Services option in the Control Panel in Windows NT Server 4.0 so

that the WINS database can be converted during the upgrade process.  Disable the DHCP by using

the Services option in Control Panel for the same reason.  Set up a test environment by creating test

user accounts so that you can test the upgrade once it is complete.

 

 

 

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The following table describes items you might want to include in a test environment and how to

implement them:

 

======================================================================

Item                            Implementation

======================================================================

 

User and Group          Include both user and group policies that are easy to verify

Policies                       after the upgrade.  An example is removing the RUN

                                    Command from the Start menu.

 

User Profiles              Set up individual user profiles for the test users that are

                                    obvious and easy to verify, such as different background

                                    wallpaper.

 

Logon Scripts             Use logon script commands that are easy to verify after

                                    The upgrade, such as mapping network drives with the

                                    Net use command.

 

 

======================================================================

 

 

Upgrading the Primary Domain Controller

 

The first domain controller to be upgraded in a Windows NT domain must be the PDC.  As you

upgrade this server, you will be given the choices of creating a new domain or a child domain, and

creating a new forest or a domain tree in an existing forest.  For upgrading a domain of three to five

servers, create a new domain and a new forest. 

 

During the upgrade, you have the opportunity to choose the location of three important files:  the

database containing user accounts and other Active Directory data, the log file, and the system

volume file (SYSVOL). 

 

After the first server is upgraded to a Windows 2000 domain controller, it will be fully backward

compatible.  This means that in a multiple-server environment the domain controller appears as a

Windows 2000 domain controller to Windows 2000 servers and client but emulated a Windows

NT 4.0 PDC to other servers and clients.

 

 

Upgrading the Backup Domain Controllers

 

After upgrading your PDC and ensuring that it is functioning to your satisfaction, upgrade any BDCs

next.  Be sure the first server upgraded (the former PDC) is running and available on the network as

you upgrade other domain controllers.  This server is used a template for the other domain controllers

to copy as they are upgraded.

 

 

 

 

 

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Upgrade the BDCs one at a time, and ensure that each is backed up before upgrading.  Start and test

each server on the network to ensure that it is functioning to your satisfaction before upgrading another

BDC.

 

When you have completely upgraded all servers to Windows 2000 domain controllers, you have the

option of changing the domain from Mixed mode to Native mode.  This is an important decision,

because you cannot revert to Mixed Mode after changing to native mode. 

 

 

**** See diagram on page 88 ****

 

 

Mixed Mode

 

Mixed mode refers to a domain that contains both Windows 2000 and Windows NT 3.51/4.0

domain controllers.  In Mixed mode the PDC is upgraded to Windows 2000 Server and one or

more BDCs remain at version Windows NT  Server 3.51/4.0. 

 

The PDC appears as a Windows 2000 domain controller to other Windows 2000 computers,

and as a Windows NT 3.51/4.0 domain controller to computers that are not yet upgraded.

 

 

Some of the limitations on Windows 2000 operating in Mixed Mode include the following:

 

  1. No group nesting is available.
  2. Non-Windows 2000 clients cannot benefit from transitive trust; they are limited to the

imitations of pre-Windows 2000 trust relationships for access to resources.

 

Mixed mode is the default mode and is generally an interim step in the implementation of Windows 2000.

 

 

Native Mode

 

Once all domain controllers in a domain are upgraded, the domain can be moved from Mixed mode

to Native mode.  In Native mode all clients make use of Windows 2000 Transitive trust.  This means

that a user can connect to any resource in the enterprise.  Native mode also allows group nesting.

 

NOTE:  Moving to Native mode is a one-way move; once in Native mode, it is not possible to move

the domain back to Mixed Mode.

 

 

 

 

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Upgrading Member Servers

 

Upgrade the member servers.  Member servers in the domain can be upgraded in any order.

 

 

Domain Consolidation

 

Domain consolidation is a planning process for organizing domain resources to take advantage of

new advanced features of the Windows 2000 Active Directory services.  Domain reconfiguration is

optional; it is not a requirement for deploying Windows 2000.  It is time-consuming, and quite intense.

 

 

Move user accounts from one domain to another to form a single layer There are two general ways

to consolidate domains:

domain.

Move server computers from one resource domain into the OU of another domain.

 

One advantage to domain consolidation is that the number of master account domains can be

reduced because each domain can be scaled to handle a much larger number of users, groups,

and computer accounts.

 

User passwords are not preserved when a user account is moved from one domain to another,

although the SID for the user is.

 

Another advantage to domain consolidation is that the number of resource domains can be reduced

by moving servers from many small domains into a combined resource domain.  The domain

controllers of the resource domains become member servers in the larger combined domain. 

Domain consolidation also makes it easier to redeploy server computers from one project or

department to another.

 

 

Windows 2000 includes the following features that enable domain reconfiguration:

 

  •   Users and groups can be moved across domain boundaries and preserve security identity. 

The SID history is kept with the user account, and access tokens will contain both the

new and the old SID to preserve access rights.

 

 

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  •   Domain Controllers can be demoted to a member server and moved to another domain.
  •   Security policies can be defined centrally and applied to many systems.
  •   Computers can be moved to different domains by using remote administration tools.
  •   Access rights can be updated to reflect changes in organization or philosophy.

 

 

Lesson Summary:

 

Upgrading from Windows NT Server to Windows 2000 Server if, for the most part, an

automated process.

 

 

·        The Setup Wizard will guide you through the installation.

·        You must plan your domains and the system layout.

·        If you need to upgrade you must promote to a PDC.

·        When you have completed these tasks you should consider consolidating domains you can

take advantage of Windows 2000 Active Directory services.

 

 

 

Lesson 4:  Troubleshooting a Windows 2000 Server Installation

 

 

You may encounter problems caused by for example, bad media or incompatible hardware.

 

 

=====================================================================

Problem                      Solution

=====================================================================

 

Media errors                          If you install from a CD-ROM, contact Microsoft.

 

Unsupported                           Replace the CD-ROM drive with one that is

CD-ROM drive                      supported, or try another method of installation.

 

Insufficient                             Use the Setup program to create a partition by

Disk space                              using existing free space on the hard disk.

 

                                                Delete and create partitions as needed to create a

                                                Partition that is large enough for installation.

 

 

 

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                                                Reformat an existing partition to create more space.

Failure of dependency           Use the Windows 2000 Setup Wizard, and return

Service to start                       to the Network Settings dialog box and verify that

                                                You installed the correct protocol and network

                                                Adapter.

 

Inability to connect                Verify that the domain name is correct.

To the Domain

Controller                               Verify that the server running the DNS service and

                                                The domain controllers are both running and online.

 

                                                Verify that the network adapter card and protocol

                                                Settings are set correctly.

 

 

Failure of Windows                Verify that Windows 2000 is detecting all of the

2000 Server                            to install  hardware and that all of the hardware is on the HCL.

or start

 

======================================================================

 

Lesson Summary:

 

  • Installation problems caused by bad media.
  • Check the protocols installed.
  • Is the hardware on the HCL list?